Definition
The FCA supervises firms and individuals across conduct, market integrity, financial crime systems, and consumer outcomes.
Why it matters
FCA obligations are a major driver of screening, monitoring, audit trails, and governance controls.
Glossary
The FCA is the UK regulator for conduct in financial services and certain markets.
The FCA supervises firms and individuals across conduct, market integrity, financial crime systems, and consumer outcomes.
FCA obligations are a major driver of screening, monitoring, audit trails, and governance controls.